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Our quarterly newsletter is packed with industry information pertinent to your business. We would like to share our quarterly newsletter with you.
- Register here to request our newsletter, source, in pdf format.
- Our absolute booklet on SEC compliance issues
- Global Investment Performance Standards or the GIPS standards (PDF)
- Corrections to the GIPS standards (PDF)
- Guidance Statement
- Standards of Practice Handbook: Code of Ethics and Standards of Professional Conduct
- Securities and Exchange Commission
- Rules Proposed by the SEC
- Laws that govern the securities industry
Excellent Resources for Investment Managers
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